Surveillance
Salary:
£70,000 - £80,000 per annum
Location:
London
Date Posted:
16 August 2018
Compliance Surveillance Officer - this role will report into the Head of Surveillance.
Financial Crime Assurance & Testing
Salary:
Negotiable
Location:
London
Date Posted:
14 August 2018
A leading global investment bank is looking to bring on board experienced financial crime assurance & testing professionals (AVP / Analyst) to join its EMEA regional FCC Assurance & Testing team in London.
Investigations Director - Big 4
Salary:
Negotiable
Location:
London
Date Posted:
14 August 2018
A Big 4 consultancy in London is looking to bring on board an Investigations Director in a leadership role to oversee complex cross-border investigations for its corporate and financial services clients.
Compliance Associate
Salary:
£40,000 - £60,000 per annum
Location:
London
Date Posted:
13 August 2018
Compliance Associate to support variety of commodity businesses that trade on a proprietary basis in the physical and financial commodity markets. The company has a global presence and is active in both the OTC and regulated markets. It will primarily focus on compliance coverage within EMEA. It will be varied but is focused on regulatory reporting, monitoring and supervision, reviewing surveillance alerts, and assisting in regulatory technology implementation.
Associate - Business Unit Compliance Officer
Salary:
£50,000 - £65,000 per annum
Location:
London
Date Posted:
13 August 2018
Responsible for directing, leading and operating the First Line of Defense’s compliance and supervision program in accordance with the Enterprise Compliance Framework for the following Assessable Units/AUs:
• Investment & Corporate Banking (I&CB) (i.e. Investment Banking; Corporate Banking; Global Trade & Banking)
• Capital Markets - Operations
EMEA Compliance Testing & Validation Manager
Salary:
£120,000 - £130,000 per annum
Location:
London
Date Posted:
13 August 2018
The EMEA Head of Central Compliance Testing & Validation will lead the regulatory compliance testing efforts within the region, including development and execution of a best in class and comprehensive compliance testing plan in line with enterprise and regional requirements.
Compliance Conduct of Business, Assistant Manager
Salary:
£40,000 - £45,000 per annum
Location:
London
Date Posted:
09 August 2018
To advise and support senior management in understanding and acting upon codes, laws, regulations and policies, to meet the Compliance obligations of the Bank, whilst supporting the delivery of good Conduct, good customer outcomes and sustainable profits for our Business.
Compliance Administrator
Salary:
£20,000 - £23,000 per annum
Location:
Northwich
Date Posted:
07 August 2018
A leading Financial Services company is currently looking for a Compliance Administrator to join it's team within Northwich. This role will involve administration and reporting work of the compliance team.
The successful person will work closely with the Compliance Team and be able to grow and learn internally. This is a great opportunity for a financial services administrator to join a growing business.
Internal Auditor
Salary:
£400 - £650 per day
Location:
London
Date Posted:
03 August 2018
Internal Compliance Auditor to join the Corporate Audit department in London. The role is a 3 month role until the end of November working a 40 hour week working with the AML Audit team.
Risk and Compliance Manager
Salary:
£45,000 - £55,000 per annum
Location:
Walsall
Date Posted:
24 July 2018
An excellent opportunity is available with a well-known retail brand in The West Midlands for a Risk and Compliance Manager to support the delivery of risk and compliance activities to drive and maintain assurance of risk management.
