Compliance Analysts
Salary:
£27,000 - £35,000 per annum
Location:
Bolton
Date Posted:
12 October 2018
A leading financial services business is currently looking for 2 compliance analysts to join it's growing business in Bolton. You will be involved in assisting the compliance team in ensuring the business continue to meet its regulatory responsibilities.
You will support the compliance manager by undertaking compliance monitoring and preparing reports to management. This will involve working with clients and working on projects.
Compliance Monitoring Manager
Salary:
£300 - £400 per day
Location:
London
Date Posted:
08 October 2018
We are currently recruiting for a Compliance Monitoring Manager for a Tier One Investment Bank in London.
Compliance Analyst - Control Room
Salary:
£30,000 - £40,000 per annum
Location:
Birmingham
Date Posted:
08 October 2018
A Compliance Analyst is required by a global investment bank to join the Control Room and help prevent and detect the misuse of unpublished price sensitive information through the administration and monitoring of the Bank’s Information Barrier procedures.
Head of Compliance & Operational Risk (Pensions)
Salary:
Negotiable
Location:
Derbyshire
Date Posted:
04 October 2018
A large financial services organisation is currently seeking a Head of Compliance & Operational Risk to join its operations. The purpose of the role is to develop and manage a compliance and operational risk team that supports a pension administration operation.
Compliance & Conduct Manager - West Yorkshire
Salary:
£28,000 - £30,000 per annum
Location:
Leeds
Date Posted:
25 September 2018
A leading professional services organisation is currently seeking a Compliance & Conduct Manager to join its West Yorkshire based operations. The purpose of the role is to lead the governance, risk and compliance team, delivering a robust three lines of defence model.
Central Compliance, Global Asset Manager
Salary:
£40,000 - £60,000 per annum
Location:
London
Date Posted:
20 September 2018
I'm now working on an exciting role with a leading European asset manager with a strong presence across Asia and North America. This is a multi-faceted central compliance role and will offer great exposure and excellent team culture. You will need to have a few years of compliance experience in investment management and an understanding of the relevant regulatory regime.
Financial Promotions Compliance, US Asset Manager
Salary:
£55,000 - £75,000 per annum
Location:
City of London
Date Posted:
18 September 2018
This is a fantastic opportunity to join a growing team building out their compliance capabilities. You will be reporting into the team head and working closely with the business.
This role is focused on reviewing financial promotions and marketing material to ensure accordance with relevant regulations and policies. You will need to have strong product experience and regulatory knowledge across UCITS and AIFS.
Fund Governance, Pensions, Leading Asset Manager
Salary:
£50,000 - £65,000 per annum
Location:
London
Date Posted:
18 September 2018
This is an exciting opportunity with one of the world's biggest asset managers by AUM. You will be a member of the Fund Governance team which has responsibility for ensuring that there are appropriate controls, frameworks and oversight over the management of unit linked funds.
You will have oversight of intercompany relationships and interact with internal teams as well as senior stakeholders and regulators. You will need to have a strong understanding of the DC market and strong communication skills, written and verbal.
Compliance Analyst - Control Room
Salary:
£24,000 - £30,000 per annum
Location:
Birmingham
Date Posted:
13 September 2018
A Compliance Analyst is required by a global investment bank to join the Control Room and help prevent and detect the misuse of unpublished price sensitive information through the administration and monitoring of the Bank’s Information Barrier procedures.
Fund Management Compliance, Policy Expert
Salary:
£70,000 - £85,000 per annum
Location:
London
Date Posted:
10 September 2018
This is an excellent opportunity to join a market leader in the asset management area. You will be involved in determining and analysing regulatory policy as well as horizon scanning. My client is looking for fund managers, policy experts, or regulatory specialists. You will also need to have superb written and presentation skills.
