Personal Account Dealing Assistant
Salary:
£200 - £300 per day
Location:
London
Date Posted:
12 April 2018
Our Client, is a top tier Investment Bank based in London is looking for a Personal Acconts Dealing candidate to join the Compliance Team.
The Personal Account Dealing (PAD) Assistant is required to support the processes and systems that are used by the bank to meet its regulatory requiments in relation to PA Dealing. The role will involve reviewing employee requests to trade, answering policy queries and producing management information to support the overall process.
Quality Assurance Assessor
Salary:
Negotiable
Location:
Birmingham
Date Posted:
10 April 2018
An excellent opportunity is available with a most respected Financial Services business based in Birmingham City Centre for a Quality Assurance Assessor to provide feedback to the business on case quality issues, inform training and competence supervisors of any relevant trends, maintain evidence of case checks and input correct data and information.
Quality Assurance Assessor
Salary:
Negotiable
Location:
Birmingham
Date Posted:
27 March 2018
An excellent opportunity is available with a most respected Financial Services business based in Birmingham City Centre for a Quality Assurance Assessor to provide feedback to the business on case quality issues, inform training and competence supervisors of any relevant trends, maintain evidence of case checks and input correct data and information.
International Compliance Manager - Cheshire
Salary:
£60,000 - £70,000 per annum
Location:
Cheshire
Date Posted:
26 March 2018
A leading insurance organisation is currently seeking to hire an International Compliance Manager to join its operations in Cheshire. Reporting to the International Compliance Officer, the purpose of the role is to implement core policies, procedures and mitigate risk.
Compliance Advisory Director - Asset Management
Salary:
£140,000 - £170,000 per annum
Location:
London
Date Posted:
22 March 2018
A new role has become available as an Executive Director, Compliance within a global asset management firm based in London.
Guideline Monitoring Officer
Salary:
£50,000 - £75,000 per annum
Location:
London
Date Posted:
20 March 2018
A terrific opportunity to join a Global Asset Manager in a very broad and wide-ranging role as an Guideline Monitoring Officer.
Compliance Analyst
Salary:
Benefits + Bonus
Location:
City of London
Date Posted:
20 March 2018
This financial services institution is seeking someone to join their London office with substantial Regulatory experience from within a financial institution ideally.
VP Compliance - US Hedge Fund
Salary:
£100,000 - £140,000 per annum
Location:
London
Date Posted:
20 March 2018
A very exciting opportunity to join a small Compliance team in an excellent, a high performing US Hedge Fund.
They are looking for someone to have a very broad role within the team, but initially set up and implement their Global Distribution Compliance framework.
Head of Compliance
Salary:
Benefits + Bonus
Location:
Bromley
Date Posted:
14 March 2018
This financial services institution is seeking someone to join their London office with substantial Regulatory experience from within a financial institution ideally.
Head of Legal and Compliance
Salary:
£100,000 - £150,000 per annum
Location:
London
Date Posted:
14 March 2018
A Global Investment Bank is looking for an experienced Head of Compliance to become a key member of their Legal and Compliance team in the UK. They are looking for someone with broad experience across the Compliance function.
