Banking & Financial services jobs

Operational Risk Management Salary: Competitive and based on experience Location: London Keywords: Operational risk, Risk culture, Governance, Stakeholder engagement, Business continuity, Process improvement, Risk assessment, Root cause analysis, Second line of defence, Risk framework An exceptional opportunity has arisen for a Director of Operational Risk Management to join a highly respected financial services organisation in London. This pivotal role offers you the chance to shape and influence operational risk practices across multiple business divisions, including Operations, Resilience, Workplace Services, Client Engagement, Product, and Human Resources. You will be at the forefront of embedding a robust risk culture, working closely with senior stakeholders and subject matter experts to ensure the highest standards of governance and compliance. The organisation is committed to fostering an inclusive and supportive environment where your expertise will be valued and your professional growth encouraged. With flexible working opportunities and a strong emphasis on collaboration, this is the ideal setting for someone who thrives on making a meaningful impact while enjoying a healthy work-life balance. * Play a key role in shaping operational risk management across diverse business areas, ensuring best-in-class governance and compliance. * Enjoy flexible working opportunities within a collaborative and supportive team that values knowledge sharing and professional development. * Work directly with senior leaders and subject matter experts to drive process improvements and foster a positive risk culture throughout the organisation.

Looking for 2-4 yrs experience in a similar role. Keywords: data operations, investment data, securities static data, portfolio valuation, data management processes, enterprise data management, data quality framework. A global asset manager is seeking a Data Analyst to join their Operations team. A pivotal role ensuring the accuracy and reliability of investment data, supporting stakeholders, and participating in projects.

Paraplanner – £40,000 to £50,000 per annum Location: Manchester City Centre (Office based) Sector: Financial Advice

This is a fantastic opportunity to join a market leading Multi-Strategy Hedge Fund as part of their middle office team! We are looking for one experienced and one early-career hire to cover all T+1 Operations ... Including: Cash & Stock reconciliations, risk and P&L capture, trade support, operational risk mitigation, settlements, corporate actions, payments, 3rd party oversight Assets covered: IRS, CDS, OTC Derivatives, Equities, Fixed Income and more!

Equities Compliance Advisory Vice President Salary: Competitive and based on experience Location: London A leading global financial services organisation is seeking an experienced Equities Compliance Advisory Vice President to join its London-based team. This is a unique opportunity to work at the heart of the Global Markets division, providing expert compliance guidance and regulatory support to a dynamic trading floor environment. The role offers exposure to a broad range of products including Equity Derivatives, Prime, and Structured Products, as well as the chance to collaborate with colleagues across Fixed Income and other business areas. You will play a pivotal part in interpreting complex regulations, supporting high-profile projects, and ensuring that the business operates within a robust compliance framework. With a strong commitment to diversity, inclusion, and professional development, this organisation provides an engaging workplace where your expertise will be valued and your career can flourish. * Work closely with senior stakeholders on the trading floor, providing day-to-day compliance advice for European Equities and related products while supporting wider Global Markets activities. * Be at the forefront of regulatory change by analysing new requirements, briefing management, and participating in key regulatory projects that shape the future of the business. * Enjoy a collaborative culture that values teamwork, knowledge sharing, and continuous learning within a supportive and inclusive environment. What you'll do: As an Equities Compliance Advisory Vice President based in London, you will immerse yourself in a fast-paced trading floor setting where your ability to interpret regulations and offer practical solutions will be essential. Your day-to-day responsibilities will involve working directly with sales and trading desks to address compliance matters related to equities transactions while also contributing your expertise across Fixed Income markets when needed. You will be instrumental in tracking regulatory changes, briefing senior leaders on their impact, and driving successful project outcomes that enhance operational integrity. By delivering targeted training sessions and preparing insightful management reports, you will help foster a culture of compliance awareness throughout the organisation. Your proactive approach to monitoring activities ensures that policies remain current and effective amid shifting market conditions. Success in this role requires not only technical proficiency but also excellent communication skills, strong analytical thinking, and a genuine enthusiasm for supporting colleagues through collaborative problem-solving. * Provide comprehensive compliance coverage and daily regulatory advice to the European Equities business, addressing transactional queries and resolving issues arising from business activities. * Support the broader Global Markets Compliance team by assisting with coverage of Fixed Income trading floors including FX, Rates, Credit, and Flow/Structured products. * Act as a key stakeholder for relevant regulations such as MIFID, MAR, Short Selling, and PRIIPs, ensuring ongoing compliance across all applicable areas. * Monitor regulatory developments affecting the business and communicate changes effectively to senior management and relevant teams. * Analyse new regulations thoroughly and distil complex information into clear briefings for decision-makers within the organisation. * Participate actively in both internal and external enquiries including those from venues or exchanges as well as regulatory bodies. * Deliver regular and ad hoc training sessions to business units to promote awareness of compliance policies and procedures. * Prepare management information reports that provide insights into compliance trends and emerging risks within the trading environment. * Maintain up-to-date knowledge of the firm’s products, commercial landscape, and evolving regulatory context to ensure effective implementation of compliance standards. * Conduct regular monitoring reviews alongside ad-hoc assessments to identify potential areas for improvement in compliance processes.

Associate, Financial Control & Reporting Salary: £50,000 to £60,000 Location: London Keywords: financial accounting, regulatory reporting, qualified accountant, system upgrades, audit support, process improvement, corporate banking products

Global Risk and Compliance Manager – Regulatory Examinations Location: London - with quarterly overseas travel This is an exceptional opportunity for you to join a globally respected financial institution as a Global Risk and Compliance Manager, focusing on regulatory examinations. Based in London, this pivotal role bridges the Global Regulatory Risk team and the Europe and Asia-Pacific regional Risk Management group, offering you the chance to work at the heart of international risk and compliance operations. You will play a crucial part in supporting business leaders as they navigate complex regulatory environments, ensuring that all activities align with global standards and best practices. The organisation is renowned for its commitment to professional growth, providing comprehensive training, mentorship programmes, and flexible working opportunities to help you achieve your career ambitions. With a strong emphasis on teamwork, inclusivity, and well-being, this is your chance to make a meaningful impact while developing your expertise within a supportive environment. * Work closely with both Global and regional teams, building strong cross-border relationships and enhancing your global network within a leading financial services organisation. * Benefit from extensive training opportunities, regular development conversations, and access to mentoring programmes designed to support your personal and professional growth. * Enjoy a comprehensive benefits package focused on health, well-being, paid time off, career advancement, and recognition programmes that value your contributions.

An exciting opportunity has arisen for someone to join a forward-thinking organisation at the forefront of digital asset custody and blockchain technology. Ideally 3 - 5 years working in a crypto (Crypto/Bitcoin/Mined ETH), leading a team, and driving process improvements experience. Responsibilities will include projects, stakeholder management, processing and monitoring transactions, client requests, and improving front to back process flow.

An exciting opportunity has arisen for a Business Development Associate to join a highly respected wealth management firm in London. This role offers the chance to become part of a regional team that is passionate about delivering exceptional investment services and financial planning advice to clients across the UK.

Keywords: incident management, wealth management, risk oversight, root cause analysis, stakeholder communication, process improvement, front office support Looking for someone who thrives on ensuring seamless business operations and delivering outstanding client and stakeholder experiences. Responsible for incident resolution, working closely with front office and internal stakeholders to identify, record, and resolve disruptions efficiently.