Banking & Financial services jobs

Head of Compliance & Financial Crime A commercial bank based in the UK is looking for a Head of Compliance & Financial Crime to join their business for a 12 month fixed term contract. The role will be salaried and offer the usual benefits of a permanent employee. The business is global, with over 55,000 employees, but has a small branch in London.

Our client is seeking a dedicated Compliance Advisory professional, particularly within the Commodities Line of Business and the Futures & Options Line of Business. The successful candidate will be responsible for assisting the Compliance and Operational Risk team to execute second line of defence compliance and operational risk oversight in the UK and broader regions. This role offers a chance to work in a supportive, inclusive environment where you can truly make your mark. * Opportunity to work within a dynamic, collaborative team * Role involves significant responsibility and scope for growth * Offers access to emotional wellbeing support and employee assistance programs What you'll do: As a Compliance and Operational Risk Specialist, you will play a crucial role in maintaining the integrity of our client's operations. Your day-to-day responsibilities will involve working closely with the Compliance and Operational Risk team, ensuring that all activities adhere to global policies. You will be instrumental in identifying potential risks, providing support to various teams, and responding promptly to regulatory inquiries. Your keen eye for detail will be invaluable as you monitor regulatory changes and maintain an up-to-date inventory. * Collaborate with the Compliance and Operational Risk team to oversee compliance and operational risk within specific lines of business * Ensure adherence to global policies, identifying and mitigating risks * Provide support to teams, overseeing Front Line Unit performance and third-party relationships * Identify issues, drive actions to address root causes, and escalate when necessary * Assist in risk management reporting and respond to regulatory inquiries * Monitor regulatory changes and maintain a comprehensive inventory

FINANCE BUSINESS PARTNER Rate: £600 per day Location: London Keywords: Finance, Business Partnering, Management Accounting, Budgeting, Forecasting, Contract Management

Our client, a global leader in active, responsible investment management, are looking for a Regulatory Reporting Manager to join their team. Regulatory Reporting Manager The jobholder will be the primary SME in relation to Trade and Transaction Reporting. Responsibility is for overseeing the day-to-day delivery of reporting services on behalf of group entities and clients, as well as to optimise process and create a robust control framework. Reporting services will include EMIR Refit and UKMIR (plus Refit) transaction reporting, MIFID II / MIFIR transaction reporting and publishing, AIFMD and global Shareholding Disclosures. The jobholder will be responsible for the management of a small number of direct reports, as well as having BAU responsibility for appropriateness of and adherence to robust process and controls. In addition, the role includes responsibility for ensuring the timeliness and accuracy of reporting, remediation, monitoring the regulatory landscape, the management of internal and external relationships, and Firm-wide project collaboration.

Looking for a CASS Oversight Specialist & experienced people leader. Please reach out if: - you have 10+ years working with CASS 6 & 7. - have covered CASS Reporting, Audit, Projects, Analysis of breaks (root cause analysis), and have handled changes in relation to CASS Reporting. - have led teams of 5+ in the past.

I am currently supporting a global Asset Manager who are seeking a Portfolio Management Data Analyst to help support high volumes of data and bespoke projects on a temporary basis.

Looking for a 2-5 year experience candidate, who has past experience within Private Credit Fund Operations to join a Tier 1 Private Lending Business. Core Functions: - Fund Administration: Valuations, cash reconciliations, NAVs - Loan Administration: Drawdowns, Rollovers, Rate Fixings. - WSO user.

An Amzing new opportunity (2 headcount) has come up to join a leading London base Asset Manager, as part of their multi-asset Operations team. Please reach out if you have: - 5+ years' experience in Trade Support, Settlements, Confirmations within an Invesment / Asset Management firm and can cover the Full Trade Lifecycle. - Equities, Fixed Income, Repos & CFD coverage. - Traiana, Charles River, TRAX & CTM system experience.

My client, a well-established Investment Manager, is currently seeking a Collateral Operations Analyst to join their Regulatory Ops and Collateral Management team on a temporary basis.

This is a fantastic opportunity to join a specialist insurer and reinsurer firm as a Senior Internal Auditor for a 6 month contract.