Banking & Financial services jobs in London

Private Side Compliance Advisory & Control Room A leading global financial institution in London is seeking a Senior Compliance Officer to join their UK Compliance team. This role offers the opportunity to work within a highly respected organisation, renowned for its commitment to regulatory excellence and supportive leadership. You will be part of a small, knowledgeable team that values collaboration, inclusivity, and continuous professional development. The position provides flexible working opportunities through a hybrid model, allowing you to balance meaningful office time with remote work. As a Senior Compliance Officer, you will play a pivotal role in ensuring compliance across capital markets activities, supporting both business advisory functions and control room operations. If you are looking for an engaging role where your expertise will be valued and your growth supported, this is the perfect opportunity. * Join a collaborative and inclusive compliance team in London, where your interpersonal skills and knowledge will be highly valued and nurtured through ongoing training opportunities. * Enjoy flexible working arrangements with a hybrid model that supports both office-based collaboration and remote work, fostering connection and teamwork across global locations. * Contribute to regulatory excellence by supporting business advisory activities and control room operations, ensuring compliant practices throughout capital markets entities. What you'll do: As a Senior Compliance Officer based in London, you will immerse yourself in a broad range of responsibilities that span both business advisory activities and control room operations. Your day-to-day tasks will involve monitoring information barriers between public and private sides of the business, ensuring compliant practices are maintained throughout capital markets entities. You will lead efforts in regulatory development tracking, conduct thorough impact analyses on new regulations, provide insightful advisory services to stakeholders, deliver engaging compliance training sessions globally, draft essential policies, compile data for management reports, support control room functions such as investment research reviews and restricted list updates, perform rigorous control testing under monitoring plans, assist with regulatory inspections, and drive continuous improvement initiatives. Success in this role requires you to be dependable, responsive to business needs, enthusiastic about sharing knowledge with colleagues, committed to maintaining high standards of compliance practice, and eager to contribute positively within a supportive team environment. * Monitor and enforce information barriers between public and private sides of the business, ensuring adherence to relevant policies and procedures across all business lines. * Lead regulatory development tracking and horizon scanning initiatives to enhance current processes within the compliance function. * Conduct comprehensive regulatory impact analysis on new developments affecting UK entities, including assessment of documentation and implementation into business as usual. * Provide face-to-face compliance training to staff in the UK and globally, coordinating with subject matter experts within compliance and control functions. * Offer advisory services aligned to regulatory risk appetite and stakeholder needs, acting as a subject matter expert on agreed regulations. * Draft, update, and implement compliance and regulatory policies and procedures in response to evolving requirements. * Assist with management and board reporting requirements by compiling compliance data and associated risk metrics for regular reviews. * Support the EMEA Control Room function by conducting investment research reviews, wall crossings, restricted list updates, and ad hoc advisory services as required. * Carry out control testing and effective challenges under monitoring and testing plans to ensure robust compliance practices. * Contribute to continuous improvement projects within the compliance function, supporting regulatory inspections as directed.

This is an exciting opportunity for an experienced Internal Audit Manager/Senior Audit Manager specialising in Compliance/Financial Crime business areas to join a brilliant Internal Audit team within a Global Bank that is growing and dynamic!

A Global Bank is seeking an experienced Vice President to join their Internal Audit team to focus on Sales and Trading audits.

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Head of Compliance and Money Laundering Reporting Officer A leading financial institution in London is seeking a Head of Compliance and Money Laundering Reporting Officer to join their team. This pivotal role offers you the opportunity to shape compliance and legal frameworks, ensuring the organisation remains at the forefront of regulatory excellence. You will be responsible for overseeing all aspects of compliance, anti-money laundering, and legal counsel, providing expert guidance across the business. The organisation values your commitment to maintaining high standards, fostering a supportive environment, and promoting continuous professional development. With flexible working opportunities and access to ongoing training, this position is ideal for someone who thrives in an inclusive setting where your expertise will be recognised and your contributions valued. * Take ownership of compliance and AML policies, procedures, and annual risk assessments while collaborating with internal teams to ensure regulatory adherence. * Lead and nurture a dedicated compliance team, delivering in-person training sessions and chairing key committees that drive market standards. * Act as the main point of contact for regulators, manage surveillance systems, oversee transaction reporting, and provide timely legal advice on business matters.

A leading global financial institution is seeking a Structured Rates Product Control Associate to join their London team. This is an exceptional opportunity for you to play a pivotal role in supporting the structured rates trading business, where your expertise will be valued and your contributions recognised. You will thrive in a collaborative environment that encourages knowledge sharing, professional growth, and open communication across departments.

A leading provider in the financial services sector is seeking a Corporate Accountant specialising in Accounts Payable and Receivable to join their London office. This is an exceptional opportunity for you to play a pivotal role in supporting day to day finance operations during a period of significant growth and systems transformation. The hiring manger will only consider candidates that are immediately available, or with one months notice.

Regulatory Analyst A leading industry association is seeking a Regulatory Analyst to join their Advocacy, Public Policy, and Regulatory Strategy function in London. This pivotal position offers you the opportunity to play a vital role in shaping the future of securities lending by supporting technical regulatory analysis and horizon scanning activities that underpin strategic influence across EMEA and international markets.

This is an exciting opportunity and entry point into a reputable wealth management firm in London. Looking for candidates with experience within the mortgage industry, whether in mortgage administration, case management, processing, advisory support or another mortgage-related role. More details below!

We are seeking a proactive and technically strong EQD Application Support Engineer to support applications within an Equities Derivatives trading environment. The role focuses on maintaining system stability, resolving production issues, and supporting business-critical trading platforms.