My client, a Trading platform based in London, are looking for an IT Controls Testing Lead to join their growing team. For this role you will have to be in their offices 3 times per week.
Overview:
My client is a leading trading platform that is ambitiously expanding to the four corners of the globe. Their top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. They deliver only the best, so they always in search of the best people to join our ever-growing talented team.
Responsibilities:
- Design and maintain a robust technology control testing framework aligned with risk management standards (e.g., NIST, ISO 27001, COBIT, ITIL).
- Develop and update testing methodologies, ensuring they address key risks related to IT infrastructure, cybersecurity, cloud services, and software development.
- Establish and maintain control testing policies and procedures that align with regulatory and internal governance requirements.
- Ensure the control testing framework integrates seamlessly with the broader Operational Risk Management Framework (ORMF).
- Maintain a comprehensive control library, mapping controls to risks and business objectives.
- Plan and execute detailed control testing activities across IT operations, systems, and processes, including:
- Cybersecurity controls (e.g., firewalls, encryption, access management).
- Cloud computing controls (e.g., AWS, Azure, Google Cloud).
- Data protection controls (e.g., GDPR compliance, data backups).
- Incident management processes and disaster recovery testing.
- Test both the design and operating effectiveness of IT controls.
- Prioritise control testing activities based on risk assessments, focusing on high-risk areas such as payment systems, customer data protection, and regulatory reporting.
- Document and communicate control deficiencies to relevant stakeholders.
- Work with technology teams to develop, track, and implement remediation plans to address identified control gaps.
- Perform follow-up testing to validate the resolution of issues and confirm effectiveness.
- Assess IT controls of third-party vendors and service providers, ensuring compliance with contractual and regulatory obligations.
- Support vendor risk management activities by evaluating third-party cybersecurity and IT governance controls.
- Document findings and control weaknesses, ensuring they are communicated clearly to relevant stakeholders.
- Work with control owners and process teams to develop and track remediation plans for identified deficiencies, ensuring timely resolution.
- Conduct follow-up testing to validate the implementation and effectiveness of corrective actions.
- Collaborate with risk teams to ensure control testing aligns with the organisation’s risk assessment and regulatory requirements.
- Present findings and recommendations to senior leadership, providing actionable insights to improve the control environment.
- Support regulatory audits and examinations by providing control testing documentation and responding to inquiries.
- Ensure the organisation is prepared for external reviews of its control environment.
Requirements:
- 5-7 years of experience in technology risk management, IT audit, or control testing within a regulated FinTech or financial services environment.
- Strong background in assessing IT and cybersecurity controls, including experience with cloud environments, DevSecOps practices, and digital payment platforms.
- Proven ability to perform test of controls (design and operating effectiveness)
- Strong understanding of operational processes, risk frameworks, and regulatory requirements.
- Proficiency in using governance, risk, and compliance (GRC) tools and control testing platforms.
- Familiarity with IT control frameworks such as NIST Cybersecurity Framework, ISO 27001, and COBIT.
- Proficiency with GRC platforms and testing tools (e.g., RSA Archer, ServiceNow, or LogicGate).
- Advanced knowledge of data analysis tools (e.g., Excel, SQL) and reporting tools (e.g., Tableau, Power BI).
- Strong understanding of cloud security, data protection
technologies, and cybersecurity protocols.
- Experience in managing regulatory audits.
- Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organisation; to influence and lead people across cultures at a senior level
- Excellent problem-solving skills, inquisitive nature and comfort challenging current practices.
- Proven track record of taking ideas forward without supervision and challenging others, where appropriate.
- Adapt at developing relationships with senior business executives with a reputation for partnering across organisation lines to mitigate risks.
- Highly disciplined, able to work with limited supervision and make independent decisions.
- Strong organisational, project management, and multi-tasking skills with demonstrated ability to manage expectations and deliver results.
- High level of professionalism, self-motivation, and sense of urgency.
- Bachelor’s degree in Computer Science, Information Technology, Risk Management, or a related field.
- Advanced degree (e.g., MS in Cybersecurity, MBA) is a plus
If the above is of interest please apply to this role or call me on 0207 509 8040 to find out more
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