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The UK's leading employers trust us to deliver fast, efficient hiring solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.
Calling all CASS Reconciliations Specialists!
Please apply if you have;
- CASS 6 & 7 Reporting, Reconciliations and Audit coverage.
- Supervisory experience.
- Tangible ownership of process improvements.
- CMAR expertise from a third party perspective.
The Vacancy To oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money & assets held by the client are accurately accounted for and safeguarded, ensuring the firms adherence to controls and the FCA CASS regulations. Approval of all reconciliations to ensure all have been conducted in line with internal policies and industry requirements. This includes the timely escalation and resolution of discrepancies to Operational teams. Reporting directly into the Senior CASS Oversight Manager the Lead Associate for the CASS Reconciliations team will be pivotal in ensuring that the firms remains compliant with CASS rules.
Key Responsibilities
Review and approval of all reconciliations conducted by the CASS Reconciliations Team, ensuring compliance with the FCA CASS regulations and adhering to internal policies.
Ensuring all cash and asset reconciliation discrepancies are promptly investigated and resolved, and that reconciliation discrepancies have been allocated and reported in line with procedures.
Ensure all cash and asset shortfalls are identified and correctly funded identified via the reconciliation process.
Production of management information to internal committees and presentation of information where required.
Manage all internal or external audit requests relating to CASS reconciliations.
Ensure procedures are accurately maintained and where controls are changed, promptly updated.
Manage the attestation process relating to CASS reconciliation controls, ensure any control failures are recorded accurately and where identified support the implementation of enhancements to these controls.
Develop and deliver ongoing training to the business relating to discrepancy management and the reconciliations process.
Skills & Experience
Proven experience leading a CASS reconciliations team.
Strong knowledge of CASS regulations and how these apply to both CASS Reconciliations and Operations daily or monthly procedures.
Exposure to automated reconciliation tools, Autorek is desirable.
Evidenced ability to energise and align direct reports with the overall Company purpose, through clear direct management and guidance; and the building of high-performance team(s)
Working knowledge of the regulatory frameworks and requirements that apply to the business, including the CASS rules when managing client’s money or assets
Detail-oriented and organized, with the ability to work independently and meet deadlines.
Excellent communicator; able to engage positively with colleagues at all levels and third parties.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
Looking for a CASS Oversight Specialist & experienced people leader.
Please reach out if:
- you have 10+ years working with CASS 6 & 7.
- have covered CASS Reporting, Audit, Projects, Analysis of breaks (root cause analysis), and have handled changes in relation to CASS Reporting.
- have led teams of 5+ in the past.
An Amzing new opportunity (2 headcount) has come up to join a leading London base Asset Manager, as part of their multi-asset Operations team.
Please reach out if you have:
- 5+ years' experience in Trade Support, Settlements, Confirmations within an Invesment / Asset Management firm and can cover the Full Trade Lifecycle.
- Equities, Fixed Income, Repos & CFD coverage.
- Traiana, Charles River, TRAX & CTM system experience.
Looking for a 2-5 year experience candidate, who has past experience within Private Credit Fund Operations to join a Tier 1 Private Lending Business.
Core Functions:
- Fund Administration: Valuations, cash reconciliations, NAVs
- Loan Administration: Drawdowns, Rollovers, Rate Fixings.
- WSO user.
A top-tier quant fund is looking for a bright individual to join their Operations team!
Looking for someone with previous buy-side experience, ideally between 1 - 4 years, that has a "bigger picture" skill set and an excellent understanding of systems. The successful candidate will have an stellar academic track record, be switched on, and committed to forward-thinking.
Our client is seeking a Strategic Payments Specialist to join their dynamic team. The successful candidate will play a pivotal role in shaping their strategic direction and providing expert advice on technical aspects of payments. This is an opportunity to make a real difference in a high-profile, fast-moving environment.
Salary:
£40,000 - £70,000 per annum + bonus + benefits
Location:
London
Date posted:
25 March 2024
Outsourcing Governance - Compliance Analyst
A leading payment services business are looking for a compliance monitoring professional, focusing on outsourcing and third parties compliance to join their team. The role requires responsibility for periodic compliance monitoring reviews across the broad business.
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