Let our industry specialists listen to your aspirations and present your story to the most esteemed organisations in the UK, as we collaborate to write the next chapter of your successful career.
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Let our industry specialists listen to your aspirations and present your story to the most esteemed organisations in the UK, as we collaborate to write the next chapter of your successful career.
The UK's leading employers trust us to deliver fast, efficient hiring solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.
An international bank specializing in prime brokerage and institutional equities is looking for a Head of Compliance and Financial Crime to join their team. The role holder will be expected to take on both the SMF16 and SMF17 titles. There is a resource supporting the Head of Compliance and MLRO in their role who focuses mostly on financial crime compliance activities. They are looking for someone that has hands on experience with the products they offer, with the gravitas to drive a robust compliance framework in their UK business.
Responsibilities:
Owning and developing the regulatory framework
Ensuring all compliance and AML policies are up to date in line with regulatory developments
Supporting all necessarily compliance and AML training
Oversight of the wider teams’ responsibilities
Managing the relationship with regulators including the FCA
Submitting reports to the FCA and producing required management information
Maintaining the compliance monitoring plan
Central compliance duties including PA Dealing, SMCR
Ad hoc compliance and AML projects
Please get in touch with Emily Hamburg if you are interested on emily.hamburg@robertwalters.com
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
Head of Compliance & Financial Crime
A commercial bank based in the UK is looking for a Head of Compliance & Financial Crime to join their business for a 12 month fixed term contract. The role will be salaried and offer the usual benefits of a permanent employee. The business is global, with over 55,000 employees, but has a small branch in London.
Salary:
£100,000 - £130,000 per annum + bonus + benefits
Location:
London
Date posted:
14 March 2024
Head of Governance – UK
A global insurance business are looking for a new Head of Governance, for the UK to join their rapidly growing business. The role will offer you broad responsibilities across a range of functions and focus on implementing and managing controls.
FINANCE BUSINESS PARTNER
Rate: £600 per day
Location: London
Keywords: Finance, Business Partnering, Management Accounting, Budgeting, Forecasting, Contract Management
Our client, a global leader in active, responsible investment management, are looking for a Regulatory Reporting Manager to join their team.
Regulatory Reporting Manager
The jobholder will be the primary SME in relation to Trade and Transaction Reporting. Responsibility is for overseeing the day-to-day delivery of reporting services on behalf of group entities and clients, as well as to optimise process and create a robust control framework.
Reporting services will include EMIR Refit and UKMIR (plus Refit) transaction reporting, MIFID II / MIFIR transaction reporting and publishing, AIFMD and global Shareholding Disclosures.
The jobholder will be responsible for the management of a small number of direct reports, as well as having BAU responsibility for appropriateness of and adherence to robust process and controls. In addition, the role includes responsibility for ensuring the timeliness and accuracy of reporting, remediation, monitoring the regulatory landscape, the management of internal and external relationships, and Firm-wide project collaboration.
We have a very exciting new opportunity in an up-and-coming Wealth Management firm, who are entering a growth phase and have a bullish 24 month (internal) outlook.
Individual will report directly to the CIO.
Requirements:
- 5+ years' experience of an Investment Analyst position, with strong fundamental and macro understanding.
- Multi-sector, UK led market approach
- Experience interacting with HNW/ UHNW client base
- CFA charter holder (L3)
We have a brilliant opportunity to be the "first mover" within a Global firm, expanding their reach from Equities & ETF's into the Fixed Income and Credit space.
Please reach out if you;
- Can bring a client book of strong relationships within the EMEA Client base (and have a Banking background),
- Have 3+ years' proven track record in Fixed Income/ Creidt Sales
- Are keen to get in on the ground level of an exciting growth opportunity!
Come join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.