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Let our industry specialists listen to your aspirations and present your story to the most esteemed organisations in the UK, as we collaborate to write the next chapter of your successful career.
See all jobsTogether, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.
Learn moreThe UK's leading employers trust us to deliver fast, efficient talent solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.
Read moreTalent advisory
Whether you’re seeking to hire talent or a new career move for yourself, we have the latest facts, trends and inspiration you need.
See all resourcesSince our establishment in 1985, our belief remains the same: Building strong relationships with people is vital in a successful partnership.
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Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters UK
Learn moreTruly global and proudly local, our story starts in London in 1985, with our UK operation now based in 7 locations across the country.
Get in touchOur locations
Our client is seeking a Compliance Monitoring Specialist to join their dynamic team in London from either an asset management background or with investment banking experience for a 12 Month FTC (possibility to extend). This is an exciting opportunity for someone looking to make a significant impact within a globally recognised financial institution. The role offers the stability of an international industry leader with the career trajectory of a growing business.
What you'll do:
As a Compliance Monitoring Specialist, you will play a crucial role in identifying, assessing, advising on, and monitoring compliance risk. Your responsibilities will include assisting in the delivery of the department's compliance desk and thematic monitoring programme. You will conduct individual reviews as per the annual compliance plan, identify key risks related to regulatory compliance and business activities, and research regulatory requirements applicable to review areas. Your ability to liaise effectively with business staff, collect and review evidence, document work performed, discuss findings with senior Compliance staff, prepare reports on reviews conducted, monitor progress in respect of actioning review findings, and maintain good working relationships with Compliance colleagues, business management and other control functions will be key to your success.
What you bring:
The ideal candidate for this Compliance Monitoring Specialist role will bring a wealth of experience from either an audit or consultancy practice or an Investment/Commercial Banking Compliance Department. You should hold a Bachelor's Degree or equivalent qualification along with a Legal/Accounting/Compliance qualification. An understanding of internal control structures within Investment/Commercial banks is essential, as is experience of developing and conducting control reviews. You should have a good overview of the UK/EU regulatory regime and be able to apply that knowledge effectively. Your analytical and problem-solving skills, coupled with your excellent communication and team working skills, will enable you to excel in this role.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
About the job
Contract Type: CONTRACTOR
Specialism: Risk & Compliance
Focus: Compliance
Industry: Financial Services
Salary: £75,000 - £95,000 per annum
Workplace Type: Hybrid
Experience Level: Associate
Location: London
CONTRACTORJob Reference: S20MY0-E1B4D097
Date posted: 22 January 2025
Consultant: James Kelly
london risk-and-compliance/compliance 2025-01-22 2025-02-21 financial-services London London GB GBP 75000 95000 95000 YEAR Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png trueCome join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.