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Let our industry specialists listen to your aspirations and present your story to the most esteemed organisations in the UK, as we collaborate to write the next chapter of your successful career.
See all jobsTogether, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.
Learn moreThe UK's leading employers trust us to deliver fast, efficient talent solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.
Read moreTalent advisory
Whether you’re seeking to hire talent or a new career move for yourself, we have the latest facts, trends and inspiration you need.
See all resourcesSince our establishment in 1985, our belief remains the same: Building strong relationships with people is vital in a successful partnership.
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Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters UK
Learn moreTruly global and proudly local, our story starts in London in 1985, with our UK operation now based in 7 locations across the country.
Get in touchOur locations
Our client, a global Investment Bank is seeking a Vice President, Compliance Advisory professional to lead the US regulatory compliance and reporting activities across the EMEA region. This is an exceptional opportunity for a Vice President, Compliance Advisory professional to make a significant impact by ensuring compliance with complex US regulations across diverse business lines.
As a SME for US regulatory requirements, you will play a pivotal role in shaping and enhancing the US regulatory compliance framework and the day-to-day management of US regulatory tasks, the development of efficient workflows, and acting as the primary contact for all US regulatory advisory matters.
Key Responsibilities:
The successful candidate will have extensive experience in a Compliance Advisory or Legal role, specialising in US regulatory compliance within the investment banking sector. Proven track record as a Vice President (VP) in Market Side Compliance, with expertise in US regulations (including CFTC/NFA and SEC Swap Dealer). Strong experience in Sales and Trading, with a deep understanding of market compliance, regulatory frameworks, and product knowledge.
This is a unique opportunity to join a global leader in investment banking and make a significant impact. For further information please reach out to Claire.singer@robertwalters.com
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
About the job
Contract Type: FULL_TIME
Specialism: Risk & Compliance
Focus: Compliance
Industry: Financial Services
Salary: Plus bonus and benefits
Workplace Type: Hybrid
Experience Level: Senior Management
Language: English - Professional working
Second Language: English - Professional working
Third Language: English - Professional working
Location: City of London
FULL_TIMEJob Reference: C1XLDS-F8A260F2
Date posted: 20 January 2025
Consultant: Claire Singer
london risk-and-compliance/compliance 2025-01-20 2025-03-21 financial-services City of London London GB Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png trueCome join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.