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Compliance Insights Manager

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Our client is seeking a Compliance Insights Manager to join their team. This role is pivotal in supporting the company's vision of ensuring all customers receive the right outcome from their financial services provider. The successful candidate will be instrumental in monitoring firms' compliance with standards and codes, supporting firms through insight activity, and reporting on customer outcomes. This role offers the opportunity to work remotely.

What you'll do:

As a Compliance Insights Manager, you will play a crucial role in shaping our client's strategic aims. You will support the delivery of their Insight strategy, providing guidance to firms on interpreting and applying Standards/Codes. Your excellent networking skills will be utilised as you engage with firms and stakeholders, raising the profile and impact of our client. You will also support the implementation of their annual target market and onboarding strategy, conducting due diligence of new registrant firms.

  • Support the delivery of the company's Insight strategy.
  • Provide guidance to firms in relation to the interpretation and application of Standards/Codes.
  • Raise the profile of the company and its research outputs.
  • Engage with firms and stakeholders to raise the profile and impact of the company.
  • Support the implementation of the company's annual target market and onboarding strategy.
  • Conduct due diligence of new registrant firms.

What you bring:

The ideal candidate for this Compliance Insights Manager position brings a wealth of experience from a compliance, risk or audit background within the UK retail or SME financial services industry. You have a strong understanding of the credit regulatory landscape and have proven experience in an assurance or oversight role. Your first-class presentation skills allow you to effectively communicate complex information in an engaging manner. Your ability to build relationships and alliances will be key in this role.

  • Experience in a compliance, risk or audit role within UK retail or SME financial services industry.
  • Strong understanding of credit regulatory landscape.
  • Proven experience in an assurance or oversight role.
  • Excellent networking skills with experience building relationships and alliances.
  • First-class presentation skills (oral and written).
  • Ability to link 'regulatory language' with operational delivery in an engaging and clear way.

What sets this company apart:

Our client is a voluntary regulator and standards-setting body that plays a critical role in ensuring all customers receive fair treatment from their financial services provider. They are committed to supporting firms to embed best practices through insightful activities, thereby improving customer outcomes across the sector. Their strategic aims focus on independent assurance, oversight, industry insight, and innovation.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

Contract Type: FULL_TIME

Specialism: Risk & Compliance

Focus: Compliance

Industry: Financial Services

Salary: Negotiable

Workplace Type: Remote

Experience Level: Associate

Location: London

Job Reference: IE0P96-9FBFCE75

Date posted: 13 November 2024

Consultant: James Kelly

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