Head of Risk and Compliance

An exciting opportunity to join a UK law firm as the Head of Risk and Compliance

A London-based law firm is seeking a Head of Compliance to lead its compliance function and oversee regulatory requirements across the firm.

The role involves managing and maintaining the firm’s compliance framework, developing and implementing policies and procedures, and promoting a strong culture of compliance. The successful candidate will act as Deputy Money Laundering Reporting Officer (DMLRO) and ensure effective systems and controls are in place to manage financial crime risk.

The role may also include providing regulatory and professional conduct advice to external clients.

Key responsibilities

• Advise partners and senior management on compliance and regulatory matters

• Develop and maintain compliance policies, procedures and controls

• Lead compliance training and promote compliance awareness

• Oversee AML systems, controls and reporting obligations

• Liaise with relevant regulatory bodies

• Support data protection and GDPR compliance

Skills and experience

• Compliance or regulatory experience in a law firm

• Strong knowledge of AML regulations

• Excellent communication, judgement and stakeholder management skills

• Ability to lead and manage people

• Knowledge of data protection and GDPR

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates