Compliance Officer (Generalist)
Salary £65,000 - £70,000 per annum
Consultant Judy Sayes
Date posted 21 June 2022london legal/compliance 2022-06-21 2022-08-20 financial-services London London GB GBP 65000 70000 70000 YEAR Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
Robert Walters are partnering with a reputable and long standing Investment firm in their search for a Compliance Officer to join their team. The firm has been on a rapid high growth trajectory and have split this role between themselves and a cover holder they work with. This is a Dual role with a generalist approach, with stress on Monitoring and Testing.
About the role:
Robert Walters are partnering with a reputable and long standing Investment firm in their search for a Compliance Officer to join their team.
The firm has been on a rapid high growth trajectory and have split this role between themselves and a cover holder they work with. This is a Dual role with a generalist approach, with some stress on Monitoring and Testing.
There are already policies set in place for the firm, so much of this role will be focused on general oversight and scaling up the compliance function. The firm is keen to find an individual who can hit the ground running from day one, and someone who can work closely and swiftly with the team in order to ensure procedures are running smoothly.
- You will be developing a compliance framework for the Investment firm as well as producing product oversight.
- You will be performing conduct risk fort travel insurance policies
- Assistance in levelling up the Compliance Function through the team
- Insurance experience would be ideal, although not necessary.
- 5-7 years of work within similar roles in Compliance
A good amount of experience within Monitoring and Testing
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