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Interim FS Regulation Lawyer

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Contract Lawyer Salary: Competitive Day Rate Location: London Keywords: Law Firm, Financial Services Regulation, Financial Institutions, Fintech, Asset Management, Fund Regulation

Our client is seeking a highly skilled Contract Lawyer to join their leading financial regulatory practice. This role offers the opportunity to interface with clients, regulators, legislators and policymakers, providing strategic advice on the future of the industry. The successful candidate will work with a wide range of financial institutions and fintech disruptors, leveraging unrivalled market insight for the benefit of their clients. This role is perfect for those looking to pioneer new approaches in managing regulatory burdens and innovating online communications.

  • Work with world's largest financial institutions
  • Advise across full spectrum of financial services businesses
  • Opportunity to innovate in managing regulatory burdens

What you'll do:

As a Contract Lawyer, you will be responsible for advising clients on new ways of doing business, usually with a significant international perspective. You will provide advice on the UK regulatory perimeter and marketing restrictions, as well as advise on netting and collateral arrangements. Your role will also involve preparing standard terms of business, depositary/custody agreements and distribution/placement agent agreements. Furthermore, you will advise on bank, asset manager and investment firm authorisations.

  • Advising on business expansions into new geographies and products
  • Providing advice on UK regulatory perimeter and marketing restrictions
  • Advising on netting and collateral arrangements
  • Preparing standard terms of business, depositary/custody agreements and distribution/placement agent agreements
  • Advising on bank, asset manager and investment firm authorisations
  • Advising on fund formation, including regulatory classification of fund; application for authorisation of funds/fund managers; reviewing constitutional documents

The contract will last 3-6 months initially.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

Contract Type: CONTRACTOR

Specialism: Legal

Focus: Banking & Finance

Industry: Legal

Salary: Negotiable

Workplace Type: Hybrid

Experience Level: Associate

Location: London

Job Reference: T0QHBV-9AC76990

Date posted: 18 September 2024

Consultant: Sam Stewart

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