Regulatory Reporting

A world leading asset manager is looking for a regulatory reporting associate. This is an exciting opportunity to join a small team covering trade and transaction reporting responsibilities under under MIFID II, EMIR, FINFRAG, MAS and SFTR.

Responsibilities:

• Fully understand the Regulatory Transaction Reporting regimes/requirements to ensure compliance
• Ensure precise and timely reporting to ARMs, TRs and APAs, using a mixture of STP, exception management, and Delegation
• To nsure completeness and accuracy reporting responsibilities through EMIR TR Reconciliations and FCA reconciliations
• Use Kaizen, Novatus, and internal KPIs to identify issues and monitor the accuracy and timeliness of our reporting
• Act as central point of contact for Transaction Reporting queries from internal and external stakeholders
• Build effective relationships with our Delegated Counterparties to facilitate efficient resolution of issues
• Manage onboarding tasks for new Funds, IDMs/EDMs
• Actively participate in developing our Control Framework

Looking for someone with:

• 5 years’ experience in a Regulatory Transaction Reporting team or a broader role including coverage of regulatory reporting within Asset Management
• Expert knowledge of EMIR and/or MIFID regulations
• Previous experience of a Delegated Service and Oversight framework
• Competent user of Microsoft Excel with strong data analysis capabilities
• Ability to use the following applications would be advantageous: Unavista, DTCC GTR, Trade Echo, Charles River, Simcorp Dimension, IHS Markit, Novatus

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates