Financial Internal Controls
Salary £58,000 - £62,000 per annum
Location City of LondonFULL_TIME
Consultant Liz McKeever
Date posted 04 August 2022london banking-financial-services/finance-accounting 2022-08-04 2022-10-03 banking City of London London GB GBP 58000 62000 62000 YEAR Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
An exciting opportunity has come up for a SOx specialist with a global investment bank based in the City of London. This is a full time role, with a hybrid working model. The internal control role sits with within the Finance Department and covers both the UK Region and Financial Markets globally. The role reports directly to the Head of Internal Controls UK and FM which is included as part of the wider Finance for Financial Markets department. The role primarily focuses on the SOx co-ordination responsibilities for the London Branch and SOx controls developments within UK Finance. It requires regular liaison with various risks functions, both locally and globally as well as support and front office departments. The role also provides support in dealing with all risk and controls matters associated with Finance as dictated by all our stakeholders (Group Finance, Risk, Policies and Procedures).
Main Duties and Responsibilities of Role:
- SOx co-ordinator for London
- Manage bi-annual SOx Steering Committee meetings and other relevant meetings throughout the year
- Maintain and develop Finance SOx control descriptions, process flows, Management Review Controls and test plans (includes both existing Financial Statement Closing Process and IFRS9 related activities)
- Help develop new processes/controls where required (e.g. IFRS9)
- Maintain and support SOx controls with cross over activities (e.g. Finance and Risks on Loan Loss Provisions)
- Production and consolidation of Finance KRIs and KPIs
- Maintain and regularly update finance-wide internal policies
- Co-ordinate the delivery of Group Requirements (e.g. suspense accounts analysis, FINREP audit)
- Essential: Accounting Qualification (ACA, ACCA, CIMA or equivalent)
An understanding of control environments gained in a similar role in financial services or audit function is highly desirable
Control and process oriented with experience in risk related and regulated activities
Understanding of how a Finance function operates in Financial Services.
Capable of driving continuous improvement
If this is something of interest, please apply online or email liz.mckeever@Robertwalters.com
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