Compliance: Regulatory Relations - Director

Compliance Director of Regulatory Relations Location: London (hybrid working) A prestigious financial institution with a strong presence across Europe, the Middle East, and Africa is seeking an accomplished Director of Regulatory Relations to join their London-based Compliance Department. This is a unique opportunity for you to play a pivotal role in shaping regulatory engagement at the highest level, ensuring that all interactions with UK regulators are managed with precision, care, and integrity. As the organisation continues its transformation towards a Corporate and Investment Banking model, your expertise will be instrumental in supporting both banking and capital markets businesses under FCA and PRA supervision. You will benefit from being part of a knowledgeable team that values collaboration, professional development, and supportive leadership. The company offers flexible working opportunities, generous pension contributions, and ongoing training to help you thrive in your career. * Join a highly respected financial institution at the forefront of regulatory compliance within the EMEA region, where your work will have significant impact on business operations and reputation. * Enjoy flexible working opportunities, generous pension contributions, and access to comprehensive training programmes designed to support your professional growth and personal wellbeing. * Be part of an inclusive and collaborative environment where your interpersonal skills are valued, and you are empowered to contribute to the success of both your team and the wider organisation.

What you'll do:

As Director of Regulatory Relations, you will be entrusted with managing critical relationships between the organisation and UK regulators. Your day-to-day responsibilities will involve coordinating responses to regulatory requests with meticulous attention to detail while communicating effectively with both external authorities and internal stakeholders. You will ensure that all correspondence meets stringent quality standards and deadlines. In this role, you will also track internal action plans related to regulatory matters, participate in project work addressing new requirements or actions from regulators, provide expert advice across teams including senior management functions, prepare insightful updates for governance committees, offer guidance on emerging regulatory developments impacting business strategy, lead by example within the Compliance management team, nurture staff through effective line management practices including development planning and training support, handle whistleblowing concerns responsibly, and uphold clear reporting lines throughout your area of responsibility. Your ability to foster collaboration across departments will be essential for success.

• Manage all aspects of relations with the PRA and FCA by coordinating, overseeing, and contributing to the preparation of correspondence with UK regulators while ensuring timely communication with internal stakeholders regarding incoming regulatory requests.
• Track and coordinate internal action plans to guarantee high-quality delivery on specific regulatory requests, maintaining rigorous standards for timeliness and accuracy.
• Participate in project work related to delivering regulatory actions and requirements as needed, demonstrating flexibility in adapting to evolving priorities.
• Provide assistance to the Head of UK Compliance as required, offering dependable support on complex compliance matters.
• Advise other teams and senior managers on regulatory requests, ensuring clarity and consistency in guidance provided across the organisation.
• Lead the preparation of updates for key internal governance committees such as Audit and Compliance Committee, focusing on progress against regulatory actions.
• Offer advice to the Regulatory Developments function regarding potential impacts of new regulatory developments on business activities.
• Serve as a key member of the London Compliance management team, contributing positively to leadership discussions and strategic planning.
• Line manage staff as required by encouraging development plans, supporting attendance at training sessions, managing performance issues sensitively, and fostering a nurturing environment.
• Take whistleblowing concerns seriously by escalating appropriately in line with company policy.

What you bring:

Your extensive background in investment banking compliance or direct regulatory relations equips you with deep knowledge of relevant frameworks governing wholesale banks. You bring not only technical expertise but also outstanding interpersonal skills that allow you to connect meaningfully with colleagues at all levels. Your approach is grounded in empathy; you value open communication channels that encourage sharing ideas freely while respecting diverse perspectives. You are known for being dependable—someone who can be trusted to follow through on commitments even when faced with competing priorities. Your commitment extends beyond task completion: you actively nurture those around you by supporting their learning journeys through tailored development plans or facilitating access to training resources. You understand how important it is for everyone in your team to feel competent in their roles—and you take pride in helping them achieve this goal. Your sensitivity when handling confidential matters such as whistleblowing ensures that concerns are addressed promptly yet discreetly. Above all else, your passion for upholding integrity within compliance sets you apart as an inspiring leader who champions best practice every day.

• Possess over ten years’ experience within investment banking or banking compliance environments or direct experience in regulatory relations or regulation itself.
• Demonstrate a thorough understanding of the UK regulatory regime for wholesale banks along with risk and control requirements applicable to banking entities.
• Showcase exceptional organisational abilities paired with strong time management skills that enable you to deliver consistently high-quality outcomes under pressure.
• Bring proven stakeholder management experience that highlights your capacity for building trust-based relationships across diverse groups.
• Exhibit a collaborative nature that supports successful team performance while promoting inclusivity within your department.
• Display excellent communication skills—both written and oral—with particular strength in drafting clear correspondence for regulators or governance bodies.
• Have prior experience leading teams or managing staff performance sensitively while encouraging professional development through structured plans.
• Demonstrate sound judgement when advising others on complex regulatory matters or interpreting new developments affecting business operations.
• Maintain high ethical standards by taking whistleblowing concerns seriously and following appropriate escalation procedures without delay.

What sets this company apart:

This organisation stands out as one of the most respected financial institutions operating across Europe, the Middle East, and Africa—offering employees unparalleled exposure to international markets while remaining firmly rooted in London’s vibrant financial district. The company’s recent transformation towards a more integrated Corporate and Investment Banking model reflects its commitment to staying ahead of industry trends while fostering closer alignment between banking and capital markets businesses. Employees benefit from flexible working arrangements designed to promote work-life balance alongside generous pension contributions that secure long-term wellbeing. Comprehensive training programmes ensure continuous professional development so that every individual can reach their full potential regardless of career stage. The culture here is genuinely inclusive: supportive leadership encourages open dialogue; teamwork is celebrated; diversity is embraced; everyone’s contribution is recognised. If you are looking for an environment where your expertise will be valued—and where you can make a meaningful difference—this is an exceptional place to build your future.

What's next:

If you are ready to take on this rewarding challenge as Director of Regulatory Relations within a truly supportive environment, we invite you to apply now!

Apply today by clicking on the link provided.

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