Jobs
Let our industry specialists listen to your aspirations and present your story to the most esteemed organisations in the UK, as we collaborate to write the next chapter of your successful career.
See all jobsCandidates
Together, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.
Learn moreServices
The UK's leading employers trust us to deliver fast, efficient talent solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.
Read moreTalent advisory
Insights
Whether you’re seeking to hire talent or a new career move for yourself, we have the latest facts, trends and inspiration you need.
See all resourcesAbout Robert Walters UK
Since our establishment in 1985, our belief remains the same: Building strong relationships with people is vital in a successful partnership.
Learn moreWork for us
Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters UK
Learn moreContact Us
Truly global and proudly local, our story starts in London in 1985, with our UK operation now based in 7 locations across the country.
Get in touchOur locations
Let our industry specialists listen to your aspirations and present your story to the most esteemed organisations in the UK, as we collaborate to write the next chapter of your successful career.
See all jobsTogether, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.
Learn moreThe UK's leading employers trust us to deliver fast, efficient talent solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.
Read moreTalent advisory
Whether you’re seeking to hire talent or a new career move for yourself, we have the latest facts, trends and inspiration you need.
See all resourcesSince our establishment in 1985, our belief remains the same: Building strong relationships with people is vital in a successful partnership.
Learn moreWork for us
Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters UK
Learn moreTruly global and proudly local, our story starts in London in 1985, with our UK operation now based in 7 locations across the country.
Get in touchOur locations
Chief Compliance Officer (M&A Advisory) Location: London (hybrid working - 3 days in the office) Our client is seeking a highly experienced and knowledgeable Chief Compliance Officer to join their team in London. This role offers the opportunity to work within a dynamic environment, ensuring adherence to regulatory requirements and effective management of broader regulatory risks. The successful candidate will also act as the primary liaison with regulatory bodies, providing expert advice to senior management. In addition, this role includes responsibilities as a Chief Operating Officer, overseeing day-to-day operations and contributing to business growth and development. * Opportunity to work in a dynamic environment * Key role in managing compliance and AML risks * Involvement in strategic business operations
What you'll do:
As a Chief Compliance Officer, your role will be pivotal in ensuring our client's adherence to regulatory requirements. You will be responsible for developing a robust compliance framework that aligns with FCA regulations. Your expertise will be crucial in monitoring regulatory changes and assessing their impact on operations. Additionally, you will oversee the company's Anti-Money Laundering (AML) systems, ensuring they meet all necessary regulations. Beyond these key responsibilities, you will also play an integral part in fostering a culture of compliance within the organisation through training programs. Your role will extend beyond compliance, taking on operational responsibilities as well. You will assist in overseeing all aspects of the company's operations, implementing strategies to improve efficiency and reduce costs.
What you bring:
The ideal candidate for this Chief Compliance Officer position brings extensive experience in compliance and Anti-Money Laundering (AML), preferably within an FCA-regulated financial services firm. You possess in-depth knowledge of FCA regulations, AML laws, and the SM&CR framework. Your strategic thinking and problem-solving abilities will be key in this role, as well as your high ethical standards and integrity. Excellent organisational and project management skills are essential, along with the ability to influence and drive change across the organisation. Strong analytical, communication, and leadership skills are also required for this position.
What sets this company apart:
Our client is a leading player in the financial services industry, known for their commitment to excellence and integrity. They offer a dynamic work environment that fosters professional growth and development. Their inclusive culture values diversity and encourages collaboration. They believe in investing in their employees through continuous learning opportunities and rewarding performance with career progression.
What's next:
If you're ready to take on a challenging yet rewarding role, apply now!
Apply today by clicking on the link provided. Please note that only shortlisted candidates will be contacted.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
About the job
Contract Type: FULL_TIME
Specialism: Banking & Financial Services
Focus: Compliance
Industry: Financial Services
Salary: £150,000 - £200,000 per annum
Workplace Type: Hybrid
Experience Level: Director
Location: London
FULL_TIMEJob Reference: 6QPV0O-EC7D80AD
Date posted: 23 January 2025
Consultant: Emily Hamburg
london banking-financial-services/compliance 2025-01-23 2025-03-24 financial-services London London GB GBP 150000 200000 200000 YEAR Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png trueCome join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.