Our client, an international financial services firm, are looking for multiple Associates, Quality Assurance, to join their team. The chosen individuals will be responsible for conducting Quality Assurance (QA) assessments across new on-boarding, Periodic Reviews and Event Driven Reviews – including KYC and Regulatory Classifications.
Performing QA reviews of KYC activity conducted across the banking arm and securities business, to determine whether outputs meet the established quality objectives set out within the Global QA Standards. Initially this will be focused on work conducted within London, but as the function is established further EMEA offices will fall in scope of this QA function.
Analyse observations/ findings, perform de-briefing sessions to provide feedback and ensure enhancements in performance of Client Management Services function.
Deliver an effective independent and retrospective review of processes to ensure a thorough & effective Customer Due Diligence is being conducted.
Provide supporting and guidance to more junior members of the QA team, assisting in their overall development and growth.
Demonstrated experience in Anti Money Laundering, fraud and bribery or Financial Crime roles.
Experience with Investment Banking & the On-Boarding of Corporate entities.
Prior experience within Quality Assurance, Financial Crime Audit or equivalent roles.
Relevant qualifications in Anti Money Laundering, fraud and bribery.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
A top-tier private credit fund looking for a candidate to add to their loan operations set up. Seeking a quality candidate to join this leading global manager of alternative investments in London.
The ideal candidate will have a private credit background, exposure to CLOs, and knowledge on loan closing.
Add value to a team responsible for checking compliance with collateral tests, ensuring the accuracy of all investor reporting and settling primary and secondary loan trades.
Our client, a global investment bank, is actively seeking a Sanctions AVP to join their collaborative team in London. The chosen candidate will be responsible for assisting the business holistically with the Sanctions compliance programme. This is a brilliant opportunity for a Sanctions specialist to join a very well-respected firm in dynamic role.
My client, a well-established Hedge Fund, are currently seeking an Interest Rate/Credit Derivatives Operations Analyst to join their busy Operations team on a 12 month FTC basis. This role requires an experienced Middle Office candidate with exposure to OTC Derivatives – Interest Rates/Credit.