Compliance and Risk Officer
Salary £40,000 - £45,000 per annum
Consultant Hannah Mason
Date posted 28 July 2022south-east banking-financial-services/compliance 2022-08-01 2022-09-26 financial-services Camberley Surrey GB GBP 40000 45000 45000 YEAR Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
Risk and Compliance Officer Robert Walters are pleased to be partnered with an industry leading business consultancy organisation. They are seeking a Risk and Compliance Officer, who will play a key role in delivering quality assurance and compliance through emerging and existing conduct, product and industry regulation. This is an exciting opportunity to join a business that is going from strength to strength and a truly incredible opportunity to aid to that growth, add value and make a difference within your role.
Responsibilities of the Risk and Compliance Officer are as follows:
- Updating and writing internal compliance policies and procedures.
- Review regulatory updates
- Assist with AR risk assessments
- Carry out quarterly checks within existing AR network
- Review controls in line with audit actions
- Assist with FCA regulatory returns
- Assist with Data Protection and Operational Risk reporting
- Provide training for internal teams in relation to culture and conduct.
- Comply with FCA’s "Treating Customers Fairly" through monitoring customer feedback and providing reports.
Requirements of the role
- Proven track record of achieving objectives regarding compliance and quality assurance.
- Experience of working within FCA principles, TCH and business regulatory policies and procedures.
- Excellent attention to detail and organisational skills
- Ability to use a range of analytical tools
- Excellent verbal and written communication skills
In return the organisation can offer a salary of up to £45,000 per annum, flexible working and additional benefits. If this could be of interest, then please apply today or you can email me at Hannah.email@example.com