Regulatory Compliance & Financial Crime - FinTech
Salary £60,000 - £100,000 per annum + bonus + benefits
Location England
FULL_TIMEConsultant Emily Pearce
JobRef 50514603/001
Date posted 20 November 2019
2019-11-20 2020-01-19 financial-services London GB GBP 60000 100000 100000 YEAR Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
A Global FinTech is looking to hire a Compliance & Financial Crime professional to support their London business. The role will report directly into the Head of Legal, with responsibility for all regulatory compliance and financial crime activities.
A Global FinTech is looking to hire a Compliance & Financial Crime professional to support their London business. The role will report directly into the Head of Legal, with responsibility for all regulatory compliance and financial crime activities.
Key Responsibilities:
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Act as the UK MLRO for the business as they are regulated for financial crime
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Be the go to person for all compliance related queries
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Ensure policies and procedures are up to date and in line with regulatory change
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Liaise with the regulator, when necessary
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Carry out the appropriate monitoring and testing for the business to ensure controls are adequate
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Review financial promotions and guide the first line to ensure these are compliant
Desirable Experience:
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Compliance & Financial Crime experience at a Financial Services firm, ideally with a FinTech
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Motivation to work for a FinTech business – versatile, entrepreneurial
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Knowledge of ICO and FCA regulation
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Ability to work under pressure
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Excellent interpersonal skills to deal with a range of stakeholders
If you would be interested in this Compliance & Financial Crime – FinTech opportunity then please get in touch with Emily Hamburg on emily.hamburg@robertwalers.com
