Trade Surveillance Analyst
Salary £450 - £550 per day
Consultant Lewis Roman Macias
Date posted 04 July 20192019-07-04 2019-08-03 financial-services London London GB GBP 450 550 550 DAY Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
Our client, a Global Investment Bank based in London is looking to recruit a Trade Surveillance Analyst. You will be part of the Trade Surveillance team within the Compliance Assurance & Testing Department.
Act as a subject matter expert in the performance of surveillance monitoring across a range of products including Credit, Listed and OTC derivatives, Cash Equities, FX and Equity Derivatives.
Have intermediate knowledge of regulatory requirements and a good understanding of MAR, MiFID II, FX BIS Code and other relevant regulations or industry standards.
Carry out surveillance and monitoring work with the aim of identifying any attempt by client’s or members of staff of the firm, to commit financial crime, market abuse, market manipulation, or other breach of rules or regulations.
Complete the regular and ad-hoc tasks necessary to complete the reviews, monitoring, testing and/or surveillance and other work which makes up the department’s risk based testing programme.
Essential Skills & Responsibilities
- 4 years+ of experience in a compliance surveillance role
- Good knowledge of Credit, Equities and derivatives products
- Knowledge of MAR & MiFID II, Volcker, Dodd Frank
- Knowledge of Market conduct Risk
For more information regarding this Trade Surveillance contract please send in your most up to date CV: firstname.lastname@example.org