Compliance Analyst X 2
Salary £28,000 - £50,000 per annum
Consultant Jordan Thomas
Date posted 06 November 2018 2018-11-062019-01-05 financial-services UK Robert Walters United Kingdom
Leading Wealth Management Company based within Liverpool City Centre are currently looking for a number of compliance monitoring analysts to join their expanding team. Both roles are at different levels with opportunities for junior and experienced compliance analysts available. You will conduct detailed analysis of regulatory compliance issues and proposals. To advise the business on regulatory change and to uphold technical compliance standards.
- To conduct technical compliance reviews including: analysis of areas within the business, regulatory themes and regulatory change from concept to implementation
- To act as the compliance adviser on group projects
- Develop and maintain own technical skills
- To maintain a flexible approach to working practices and provider wider technical and management support
You will have/be:
- Relevant compliance experience within the Investment Management industry
- UK, Europe, US and wider preferable
- Knowledge of regulatory permissions and licenses
- Ability to act as the compliance adviser on committees and project work
- Ability to review and analyse legislative papers
To register interest in these roles, please apply with an up to date CV ASAP as this role is due to close soon.