Compliance Testing - US Asset Manager
Salary £40,000 - £70,000 per annum
Consultant Megan Craighead
Date posted 30 August 2018 2018-08-302018-10-29 banking UK Robert Walters United Kingdom
This is a growing team and company looking to bring someone on board with broad compliance testing/audit experience and familiarity with UCITS. You will report into the Head of Compliance Monitoring and help to develop and execute the monitoring plans. This firm is focused on strong team culture and offers great work life balance.
- Assist with the development and execution of a risk based compliance monitoring program of thematic, desk based and surveillance monitoring covering the key regulatory activities;
- Assist with the development and execution of the annual compliance regulatory risk assessment
- Providing cover for the guideline monitoring team when required;
- Assist with or lead other projects or initiatives as required.
Over five years of experience in the asset management space
Strong UCITS experience required, US 40 Act knowledge ideal
- In depth compliance testing or audit experienc mandatory
For more information, please contact Megan Craighead on 0207 509 8459 or Megan.email@example.com