Risk and Compliance Officer
Salary £20,000 - £28,000 per annum
Location West BromwichFULL_TIME
Consultant Kayte Short
Date posted 29 August 2018 2018-08-292018-10-28 financial-services UK Robert Walters United Kingdom
An excellent opportunity is available with a most respected financial services business based in West Bromwich for a Risk and Compliance Officer to work within the team to provide assurance that the business is operating within its policies and procedures and adhering to regulatory requirements. * assist in embedding the Risk Management Framework throughout all business areas; and operate within the financial crime framework for the identification, monitoring and reporting of financial crime within the business in line with regulatory requirements
The Risk and Compliance Officer will assist in embedding the Risk Management Framework throughout all business areas; and operate within the financial crime framework for the identification, monitoring and reporting of financial crime within the business in line with regulatory requirements.
- Work with other departments to embed the Risk Management Framework, investigating risk events, reviewing management information and creating reports for the Board Risk Committee.
- Complete compliance tasks, including compliance monitoring and quality assurance reviews as allocated, managing and prioritising own workload to ensure that work is completed within the specified time frame.
- Carry out anti-money laundering and financial crime reviews and daily transaction monitoring. Work with the MLRO to investigate any internal suspicious activity reports and report to the National Crime Agency
- Review regulatory publications and assess the impact to the business and update various documents as required.
The Risk and Compliance Officer will possess strong experience from working in a compliance and risk function and ideally hold a relevant qualification e.g. Compliance Diploma, Institute of Risk Management Certificate or Certificate in Mortgage Advice and Practice(Ce-Map). You wil ahve excellent administrative skills and ability to manage your own workload.
This is an excellent opportunity to join a growing team. Please apply now or for further information contact Kayte Short at email@example.com