Equities and Prime Compliance Advisory
Salary £600 - £700 per day
Consultant Lewis Roman Macias
Date posted 10 August 2018 2018-08-102018-09-07 financial-services UK Robert Walters United Kingdom
Equities and Prime Compliance Advisory We are currently recruiting for Equities and Prime Compliance Advisory contract opportunity for a leading Investment Bank in London.
As a member of the Cash Equities and Prime Compliance advisory team, to provide advice and Compliance support to Cash Equities and Equity Financing/Prime businesses, delivering a best in class partnership and forming part of a robust Compliance second line of defence.
Essential skills/knowledge required:
- Cash Equities Sales and Trading Compliance background is essential.
- Experience of working in an advisory team function.
- Strong analytical skills.
- Assessing risks and controls.
- Undertaking monitoring and reviews and evidencing actions agreed with key stakeholders.
This is a 6-12 month contract, competitive daily rates depending on experience £600-£700pd.