Compliance Monitoring Consultant
Robert Walters is recruiting for a leading UK financial services company which provides a range of products to the UK and Global markets. The organisation now seeks to appoint a Compliance Monitoring Consultant to join their Leicester Office.
This role focuses on the compliance performance of the regulated products. Working alongside the sales function you will monitor, diagnose and improve compliance across the function. You will be seen as the Subject Matter Expert within the regulations and compliance of regulated products within Financial Services.
Your key responsibilities will include:
-Assessing and reporting on operational, regulatory performance and advising on any necessary improvements.
-Determining cause of failure and recommending a course of action to correct
-Using monitoring and testing tools and techniques appropriately
-Assisting the Regulatory Affairs area deliver against regulatory developments
To apply for this position you will:
-Extensive knowledge of FS regulatory products and compliance monitoring
-Have worked in providing excellent customer relations
-Demonstrate strong skills of being proactive, communicative & pragmatic
-Hold proven ability analyse data and implement resolutions
If you would like to apply for this role or find out more, please apply online or contact Sadie Qureshi at Robert Walters on 0121 281 5000 or sadie.qureshi@robertwalters.com quoting the Job Reference QUS/1597710
Where any specific qualification is mentioned, all equivalent overseas qualifications are acceptable